Stock Code: 002996 Stock Abbreviation: Shunbo Alloy
Chongqing Shunbo Aluminum Co., Ltd.
(Caojie Expansion Park, Hechuan District, Chongqing)
Prospectus for Issuance of Shares to Specific Targets
(Registration Draft)
Sponsor (Lead Underwriter): Sealand Securities
(No. 13 Fuxing Road, Guilin, Guangxi Zhuang Autonomous Region)
July 2026
Statement
The Company and all directors, members of the Audit Committee, and senior management warrant that this prospectus and other information disclosure materials do not contain any false records, misleading statements, or major omissions, and assume corresponding legal liability for the authenticity, accuracy, and completeness thereof.
The Company's person-in-charge, the person-in-charge of accounting work, and the person-in-charge of the accounting department guarantee the authenticity and completeness of the financial and accounting data in this prospectus.
Any decision or opinion made by the CSRC or the exchange regarding this issuance does not indicate their guarantee of the authenticity, accuracy, or completeness of the application documents and disclosed information, nor does it constitute a substantive judgment or guarantee of the issuer's profitability, investment value, or investor returns. Any statement to the contrary is a false statement.
In accordance with the Securities Law, after the securities are issued according to law, the issuer is responsible for changes in its operations and earnings. Investors shall independently judge the investment value of the issuer, make their own investment decisions, and bear the investment risks arising from changes in the issuer's operations and earnings or fluctuations in securities prices after the issuance.
Major Matters Notice
The Company specifically reminds investors to pay full attention to the following major matters and carefully read the chapter on risk factors in this prospectus. Any content involving future performance forecasts in this prospectus does not constitute a commitment by the Company to any investor or relevant party; investors and relevant parties should maintain sufficient risk awareness and understand the differences between plans, forecasts, and commitments.
I. Overview of This Issuance
(I) The Company's plan for this issuance of shares to specific targets has been deliberated and approved by the 29th meeting of the 4th Board of Directors, the 32nd meeting of the 4th Board of Directors, the 4th meeting of the 5th Board of Directors, and the 2025 2nd Extraordinary General Meeting of Shareholders. According to relevant laws and regulations, this issuance has been approved by the Shenzhen Stock Exchange and is subject to registration with the CSRC. Upon obtaining registration approval from the CSRC, the Company will implement this issuance in accordance with the law and apply to the Shenzhen Stock Exchange and China Securities Depository and Clearing Corporation for share issuance, registration, and listing, completing all reporting and approval procedures.