Issuance Sponsorship Report by Sponsor
Sponsor and Sponsor Representatives' Statement
CITIC Securities Co., Ltd. and the sponsor representatives for this project, Hu Song and Tian Dongge, in accordance with the "Company Law of the People's Republic of China," "Securities Law of the People's Republic of China," and other relevant laws, regulations, and the relevant business rules of the Shenzhen Stock Exchange, hereby make the following statement: We have acted with honesty, trustworthiness, diligence, and conscientiousness, strictly adhering to the business rules, industry practice norms, and ethical standards formulated in accordance with the law in issuing this issuance sponsorship report, and we guarantee the truthfulness, accuracy, and completeness of the issuance sponsorship report.
Table of Contents
Sponsor's Issuance Sponsorship Report
Definitions
Section 1: Basic Information on This Securities Issuance
One. Sponsor Representatives Responsible for This Securities Issuance
Two. Co-organizers and Other Members of the Project Team for This Securities Issuance
Three. Basic Information of the Issuer
Four. Explanation of Sponsor's Relationship with the Issuer
Section 2: Sponsor's Commitment Matters
Section 3: Recommendation Opinion on This Issuance
One. The Issuer's Decision-Making Procedures for This Issuance Are Legal
Two. This Issuance Complies with Relevant Laws and Regulations
Three. Major Risks Faced by the Issuer
Four. Evaluation of the Issuer's Development Prospects
Five. Review of the Sponsor Institution's Profit Distribution Policy for the Issuer
Six. Review of the Sponsor's Filing of Private Investment Funds
Seven. Review of Paid Engagement of Third-Party Institutions and Individuals
Eight. Sponsor's Internal Review Procedures and Review Opinions
Nine. Sponsor's Recommendation Conclusion on This Securities Issuance
Definitions
In this issuance sponsorship report, unless otherwise specified, the following terms have the following specific meanings:
| Term | Meaning |
|---|---|
| Sponsor, CITIC Securities | CITIC Securities Co., Ltd. |
| This Issuance Sponsorship Report | This issuance sponsorship report by CITIC Securities Co., Ltd. for Shenzhen Leadsun Intelligent Control Co., Ltd.'s private placement of shares |
| Leadsun Intelligent, Listed Company, Issuer, Company, This Company | Shenzhen Leadsun Intelligent Control Co., Ltd. |
| This Private Placement of Shares, This Issuance | The act of Shenzhen Leadsun Intelligent Control Co., Ltd. issuing A shares to specific objects in 2025 |
| "Company Law" | "Company Law of the People's Republic of China" |
| "Securities Law" | "Securities Law of the People's Republic of China" |
| "Registration Management Measures" | "Measures for the Registration of Issuance of Securities by Listed Companies" |
| Shareholders' Meeting | Shareholders' Meeting of Shenzhen Leadsun Intelligent Control Co., Ltd. |
| Board of Directors | Board of Directors of Shenzhen Leadsun Intelligent Control Co., Ltd. |
| China Securities Regulatory Commission (CSRC) | China Securities Regulatory Commission |
| Shenzhen Stock Exchange (SZSE) | Shenzhen Stock Exchange |
| Reporting Period, Reporting Period | 2023, 2024, and 2025 |
| RMB, Ten Thousand RMB | Renminbi Yuan, Ten Thousand Yuan |
Note: If there is a discrepancy between the sum of the sub-items and the total in the data cited in this issuance sponsorship report, or a discrepancy in the decimal places compared to the original data, it may be due to differences in the number of precise digits or rounding.
Section 1: Basic Information on This Securities Issuance
One. Sponsor Representatives Responsible for This Securities Issuance
CITIC Securities has appointed Hu Song and Tian Dongge as the sponsor representatives for this private placement of shares by Leadsun Intelligent.
The professional experience of the two sponsor representatives is as follows: