Important Statement
According to the requirements of the internal control regulatory framework, establishing, implementing, and disclosing the internal control assessment report is the responsibility of the company's board of directors. The audit committee supervises the establishment and implementation of internal controls by the board. The management is responsible for the daily operation of internal controls. The board, audit committee, and senior management ensure that this report contains no false records, misleading statements, or significant omissions, and bear individual and joint legal responsibility for the authenticity, accuracy, and completeness of the report's content. The goal of the company's internal control is to reasonably ensure legal compliance in management, asset security, and the authenticity and completeness of financial reports and related information, thereby improving operational efficiency and outcomes, and promoting the achievement of development strategies. Due to inherent limitations in internal controls, they can only provide reasonable assurance of achieving these objectives. Additionally, changes in circumstances may render internal controls inappropriate or reduce adherence to control policies and procedures, posing risks in inferring the future effectiveness of internal controls based on assessment results.
Internal Control Assessment Conclusion
Based on the basic situation of the internal control over financial reporting, as of the assessment date, there are no significant or important deficiencies in the internal control over financial reporting. The board believes that the company has maintained effective internal control over financial reporting in all material respects in accordance with the requirements of the internal control regulatory framework and related regulations. Based on the basic situation of the internal control over non-financial reporting, as of the assessment date, the company has not identified any significant or important deficiencies in non-financial reporting internal controls. No factors affecting the effectiveness of internal control assessments have occurred between the assessment date and the issuance date of this report. The internal control system established by the company does not have significant deficiencies in terms of completeness, compliance, and effectiveness.
Internal Control Assessment Work Situation
(1) Overall Situation of Internal Control
- Basis for Internal Control Assessment
During the reporting period, the company strictly adhered to national laws and regulations and regulatory requirements, continuously improving and standardizing the organizational structure of internal controls. The company has gradually established and improved its internal control system based on the Company Law, Securities Law, Accounting Law, Enterprise Accounting Standards, Basic Norms for Enterprise Internal Control, Application Guidelines for Enterprise Internal Control, and the Shenzhen Stock Exchange's Self-Regulatory Guidelines for Listed Companies No. 1—Standard Operation of Main Board Listed Companies, among other relevant laws and regulations, while considering the company's actual situation. The company has earnestly implemented and executed various internal control management systems, with clear authorization and review procedures for economic transactions, ensuring effective execution of internal control systems.