Important Statement
According to the provisions of the "Basic Norms for Enterprise Internal Control" and its supporting guidelines, as well as other internal control regulatory requirements (hereinafter referred to as the "Enterprise Internal Control Normative System"), combined with the internal control system and evaluation methods of Ruida Futures Co., Ltd. (hereinafter referred to as the "Company"), we have evaluated the effectiveness of the Company's internal controls as of December 31, 2025 (the benchmark date for the internal control evaluation report).
The establishment, improvement, and effective implementation of internal controls, as well as the truthful disclosure of the internal control evaluation report, are the responsibilities of the Company's board of directors. The audit committee supervises the establishment and implementation of internal controls by the board. The management is responsible for organizing and leading the daily operation of the Company's internal controls. The Company's board of directors, audit committee, and directors and senior management ensure that the content of this report does not contain any false records, misleading statements, or significant omissions, and bear individual and joint legal responsibility for the truthfulness, accuracy, and completeness of the report's content.
The objective of the Company's internal controls is to reasonably ensure that business management is legal and compliant, assets are secure, financial reports and related information are true and complete, operational efficiency and effectiveness are improved, and the development strategy is promoted. Due to inherent limitations in internal controls, they can only provide reasonable assurance of achieving the above objectives. Furthermore, changes in circumstances may render internal controls inappropriate or reduce compliance with control policies and procedures, which carries certain risks when inferring the future effectiveness of internal controls based on evaluation results.
Internal Control Evaluation Conclusion
Based on the identification of significant defects in internal controls over financial reporting, as of the benchmark date of the internal control evaluation report, there are no significant defects in financial reporting internal controls. The board believes that the Company has maintained effective financial reporting internal controls in all material respects in accordance with the requirements of the Enterprise Internal Control Normative System and related regulations.
Based on the identification of significant defects in non-financial reporting internal controls, as of the benchmark date of the internal control evaluation report, the Company has not identified any significant defects in non-financial reporting internal controls. Between the benchmark date of the internal control evaluation report and the issuance date of the internal control evaluation report, no factors affecting the effectiveness evaluation conclusion of internal controls have occurred.
Internal Control Evaluation Work Situation
(1) Scope of Internal Control Evaluation
The Company determines the main units, businesses, and high-risk areas included in the evaluation scope based on a risk-oriented principle. The main units included in the evaluation scope comprise the functional departments of the Company headquarters, branch offices (business departments and subsidiaries), and Ruida New Control Capital Management Co., Ltd. (including its subsidiary Xiamen Ruida Yuanfa Supply Chain Management Co., Ltd.), Xiamen Ruida Real Estate Co., Ltd., Ruida International Financial Co., Ltd. (including its wholly-owned subsidiary Ruida International Financial Holdings Co., Ltd., Ruida International Asset Management (Hong Kong) Co., Ltd., Ruida International Securities (Hong Kong) Co., Ltd., and Ruida International Open-Ended Fund Company), Ruida Fund Management Co., Ltd., and Ruida Ruikong Technology Co., Ltd.