Guosheng Securities Co., Ltd. Regarding Guangdong Xianglu Tungsten Co., Ltd. 2023 Issuance of A-shares to Specific Targets Sponsorship Letter Sponsor (Lead Underwriter) (No. 1589 Zishi Road, Xinjian District, Nanchang City, Jiangxi Province)
Statement
Guosheng Securities Co., Ltd. (hereinafter referred to as "Guosheng Securities" or "Sponsor") has been engaged by Guangdong Xianglu Tungsten Co., Ltd. (hereinafter referred to as "Xianglu Tungsten," "Issuer," or "Company") to act as the sponsor for its 2023 issuance of A-shares to specific targets.
The Sponsor and its designated sponsor representatives have acted in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Sponsorship of Securities Issuance and Listing, the Content and Format Guidelines for Information Disclosure by Companies Offering Securities No. 27—Issuance Sponsorship Letter and Issuance Sponsorship Work Report, the Administrative Measures for the Registration of Securities Issuance by Listed Companies, and other relevant laws, regulations, and provisions of the China Securities Regulatory Commission and the Shenzhen Stock Exchange. We have acted with honesty, integrity, and due diligence, strictly adhering to legally formulated business rules and industry professional standards to issue this sponsorship letter, and we guarantee that the documents provided are true, accurate, and complete.
Unless otherwise specified, the abbreviations used in this sponsorship letter have the same meanings as those defined in the Prospectus for the 2023 Issuance of A-shares to Specific Targets of Guangdong Xianglu Tungsten Co., Ltd.
Table of Contents
- Statement
- Table of Contents
- Section I: Basic Information on the Securities Issuance
- Section II: Sponsor's Commitments
- Section III: Recommendation Opinions on the Securities Issuance
Section I: Basic Information on the Securities Issuance
I. Information on Sponsor Project Personnel
(I) Name of Sponsor Guosheng Securities Co., Ltd.
(II) Information on Sponsor Representatives Designated by the Sponsor The Sponsor has designated Han Yichi and Ding Wanqiang as the sponsor representatives for the 2023 issuance of A-shares to specific targets by Guangdong Xianglu Tungsten Co., Ltd.
Mr. Han Yichi: Sponsor representative, Master of Finance, currently Executive Director of the Investment Banking Department of Guosheng Securities Co., Ltd. He has previously served as a sponsor representative for the IPO and main board listing of Shaoxing Xingxin New Materials Co., Ltd., the issuance of convertible corporate bonds to unspecified targets by Yinbang Clad Material Co., Ltd., and the non-public issuance of shares by Lishang Yundong (Shanghai) Sports Technology Co., Ltd. He has also participated as a key project team member in various underwriting or sponsorship projects, including convertible bond issuances, IPOs, and asset acquisitions for companies such as Zhejiang Zhenyang Development Co., Ltd., Zhejiang Orient Gene Biotech Co., Ltd., and others.
Mr. Ding Wanqiang: Sponsor representative, Certified Public Accountant, Certified Tax Agent. He has participated in non-public share issuance projects for Acrel Co., Ltd., IPOs on the STAR Market for Hangzhou Arcvideo Technology Co., Ltd. and Zhejiang Pawa New Energy Co., Ltd., as well as annual audit projects for Noli Intelligent Equipment Co., Ltd. and Zhejiang Weixing Industrial Development Co., Ltd., and has participated in the restructuring and guidance of several companies preparing for listing.
(III) Project Coordinator and Other Project Team Members
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Project Coordinator and Professional Qualifications Mr. Ding Liheng: Master of Accounting and Financial Management, currently a project assistant in the Investment Banking Department of Guosheng Securities Co., Ltd. He has participated as a key project team member in the IPO of Shaoxing Xingxin New Materials Co., Ltd. on the main board of the Shenzhen Stock Exchange and the convertible bond issuance project of Zhejiang Zhenyang Development Co., Ltd.
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Other Project Team Members: Zhou Ding, Wu Yue, Chu Wei.