Internal Control Rules Implementation Self-Inspection Form
Securities Code: 002770
Securities Abbreviation: *ST Kedi
Internal Audit and Audit Committee Operations
- Is the head of the internal audit department a full-time position, nominated by the audit committee and appointed by the board? Yes
- Has the company established an internal audit department independent of the finance department, with dedicated internal audit personnel? Yes
- Does the internal audit department report to the audit committee at least quarterly? Yes
- Does the internal audit department conduct checks on the following matters at least quarterly?
Item Yes/No/Not Applicable (1) Storage and use of raised funds No (2) External guarantees Yes (3) Related party transactions Yes (4) Securities investments Not Applicable (5) Venture capital Not Applicable (6) Providing financial assistance externally Yes (7) Purchase and sale of assets Yes (8) External investments Yes (9) Significant fund transactions of the company Yes (10) Fund transactions with directors, supervisors, senior management, controlling shareholders, actual controllers, and their related parties Yes - Does the audit committee meet at least quarterly to review the internal audit department's work plans and reports? Yes
- Does the audit committee report to the board at least quarterly on the progress, quality, and significant issues of internal audit work? Yes
- Does the internal audit department submit the annual internal audit work report and the next year's internal audit work plan to the audit committee on time? Yes