Listing Sponsorship Letter
Declaration
LC Securities Co., Ltd. (hereinafter referred to as the "Sponsor" or "LC Securities") has accepted the engagement by Shandong Mining Machinery Group Co., Ltd. (hereinafter referred to as "Shandong Mining Machinery," the "Company," or the "Issuer") to act as the sponsor for the Company's 2024 issuance of A-shares to specific targets (hereinafter referred to as the "Project").
The Sponsor and its designated representatives have acted in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Sponsorship of Securities Issuance and Listing, the Administrative Measures for the Issuance of Securities by Listed Companies, and other relevant laws, regulations, and rules of the China Securities Regulatory Commission (CSRC) and the Shenzhen Stock Exchange (SZSE). We have acted with honesty, integrity, and due diligence to issue this listing sponsorship letter in strict accordance with legal business rules and industry self-regulatory standards, and we guarantee that the documents provided are true, accurate, and complete.
(Unless otherwise specified, terms used in this listing sponsorship letter have the same meanings as those defined in the Shandong Mining Machinery Group Co., Ltd. 2024 Prospectus for the Issuance of A-Shares to Specific Targets.)
Table of Contents
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Declaration
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Table of Contents
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I. Basic Information of the Issuer
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II. Major Risks Facing the Issuer
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III. Details of the Current Issuance
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IV. Project Team Members of the Sponsor
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V. Statement on Whether the Sponsor and its Representatives Have Conflicts of Interest
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VI. Commitments of the Sponsor
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VII. Decision-Making Procedures for the Issuance
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VIII. Compliance of the Securities Issuance
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IX. Specific Arrangements for Ongoing Supervision
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X. Sponsorship Conclusion
I. Basic Information of the Issuer
(I) Basic Information
| Item | Details |
|---|---|
| Chinese Name | Shandong Mining Machinery Group Co., Ltd. |
| Unified Social Credit Code | 91370700165760323C |
| Address | North Section of Dayi Road, Economic Development Zone, Changle County, Shandong Province |
| Date of Establishment | December 3, 1999 |
| Registered Capital | 1,782.793836 million RMB |
| Legal Representative | Zhao Huatao |
| Stock Exchange | Shenzhen Stock Exchange |
| Stock Abbreviation | Shandong Mining Machinery |
| Stock Code | 002526 |
| Contact Phone | 0536-6295539 |
| Fax | 0536-6295539 |
| Postal Code | 262400 |
| Website | www.sdkjjt.com |
| sdkj002526@163.com | |
| Business Scope | Production, sales, and maintenance of coal mining machinery, general machinery, circular chains, hardware rigging, light and small lifting and transport equipment, building material machinery, new building materials, and steel molds for cement products (validity period subject to license). Import and export of relevant goods and technology; mining technical services; equipment leasing and related technical services; equipment installation; coal sales; production and sales of laser processing complete equipment and industrial robot complete equipment; surface composite material preparation and laser processing services; sales of aluminum rods, industrial profiles, and construction profiles; production, manufacturing, and sales of explosion-proof electrical appliances and instruments; computer communication and software services. (Excluding items prohibited by national laws and regulations; items requiring licenses must be operated with valid permits). (For projects subject to approval according to law, business activities can only be carried out after approval by relevant departments). |
(II) Principal Business of the Issuer
Since its inception, the Company has focused on the manufacturing of coal mining machinery. It has become one of the key coal mining machinery manufacturers in China. Its coal machinery products are now serialized and scaled, holding a certain market share and enjoying a good reputation domestically. The Company has also developed businesses in coal machinery accessories, intelligent conveying equipment, and printing equipment.