Huatai United Securities Co., Ltd. Audit Opinion on the Self-Inspection Report of Insiders Trading Shares of Tianjian Automotive Mold Co., Ltd. in Connection with the Transaction
Tianjian Automotive Mold Co., Ltd. (hereinafter referred to as "the Company," "Tianqi Mold," or "the Listed Company") intends to acquire 60.00% of the equity of Dongshi Automotive Technology Group Co., Ltd. (hereinafter referred to as "the Target Company" or "Dongshi Shares") held by Desheng Sixteen Enterprise Management (Tianjin) Partnership (Limited Partnership) (hereinafter referred to as "the Transaction Counterparty" or "Desheng 16") through the issuance of shares and payment of cash (hereinafter referred to as "the Target Asset"), and issue shares to Xinjiang Jinfu Venture Capital Investment Partnership (Limited Partnership) (hereinafter referred to as "Jinfu Venture") to raise supporting funds (hereinafter referred to as "the Transaction" or "the Restructuring").
In accordance with the Securities Law of the People's Republic of China, the Administrative Measures for Major Asset Restructuring of Listed Companies, the "Format and Content Rules for Information Disclosure by Companies Issuing Securities to the Public No. 26 - Major Asset Restructuring of Listed Companies," the "Supervision Guidance No. 5 for Listed Companies - Registration System for Insiders of Inside Information of Listed Companies," the "Supervision Rules for Listed Companies - Rule No. 1," and the "Supervision Guidance No. 7 for Listed Companies - Supervision of Abnormal Stock Trading Related to Major Asset Restructuring of Listed Companies," and other relevant regulations and requirements from regulatory authorities, Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities" or "this Independent Financial Advisor"), as the independent financial advisor for this transaction, has conducted a review of the trading of the Company's shares by insiders related to this transaction. The details are as follows:
I. Self-Inspection Period for Insiders Trading Shares in Connection with This Transaction
The self-inspection period for stock trading related to the restructuring of this transaction is the six months prior to the Company's suspension of trading for the restructuring application up to the day before the disclosure of the "Report on Issuance of Shares and Payment of Cash to Purchase Assets and Raise Supporting Funds by Tianjian Automotive Mold Co., Ltd. (Draft)" (hereinafter referred to as the "Self-Inspection Period"), which is from August 6, 2025, to June 8, 2026.
II. Scope of Review for Insiders of Inside Information in Connection with This Transaction
The scope of review for insiders of inside information in connection with this transaction includes:
- The Listed Company and its directors, senior management, and relevant informed personnel;
- The controlling shareholder of the Listed Company and its principal responsible persons and relevant informed personnel;
- Urumqi Economic and Technological Development Zone Jinfu State-owned Capital Investment and Operation (Group) Co., Ltd. (the indirect controlling shareholder of the Listed Company) and its directors, supervisors, and senior management;
- The Transaction Counterparty and its principal responsible persons and relevant informed personnel;
- The Target Company and its relevant informed personnel;
- Relevant intermediaries and their business handlers;
- Other legal persons and natural persons who are aware of the inside information of this transaction;
- Immediate family members of the natural persons mentioned in items 1 to 7 above, including spouses, parents, and adult children.
III. Trading of Listed Company Shares by Insiders of Inside Information and Their Immediate Family Members in Connection with This Transaction
Based on the "Inquiry Certificate of Shareholding and Share Change of Information Disclosure Obligors" and "Detailed List of Shareholder Share Changes" issued by China Securities Depository and Clearing Corporation Limited Shenzhen Branch, and the self-inspection reports issued by relevant parties within the self-inspection scope, the trading of the Listed Company's shares by the relevant entities included in this transaction review scope during the self-inspection period is as follows: