Important Statement
Huaying Securities Co., Ltd. (hereinafter referred to as "Huaying Securities") has prepared this report based on publicly disclosed information from Souyute Group Co., Ltd. (hereinafter referred to as "Souyute," "the Company," or "the Issuer") and materials provided by the Issuer to Huaying Securities. Huaying Securities has compiled this report in accordance with relevant regulations such as the "Administrative Measures for the Issuance and Trading of Corporate Bonds," "Code of Conduct for Trustees of Corporate Bonds," and "Administrative Measures for Convertible Corporate Bonds," as well as the provisions of the "Trustee Management Agreement for the Public Issuance of Convertible Corporate Bonds by Souyute Group Co., Ltd." (hereinafter referred to as "the Trustee Management Agreement"). This report does not constitute a recommendation for investors to take or refrain from any action; investors should make independent judgments regarding relevant matters and should not rely on any content in this report as a commitment or statement made by Huaying Securities. Investors are advised to pay close attention to the Issuer's information disclosure documents and have urged the Issuer to fulfill its information disclosure obligations in a timely manner.
Overview of the Bond Issuance
As the trustee manager for the public issuance of convertible corporate bonds (bond abbreviation: Soute Convertible Bonds, bond code: 128100, hereinafter referred to as "this bond"), Huaying Securities continuously monitors matters that significantly affect the rights of bondholders. According to relevant regulations and the provisions of the Trustee Management Agreement for this bond, the following report on significant matters related to this bond is provided:
1. Approval Overview of the Bond
The relevant matters regarding the Company's issuance of convertible bonds were approved at the third meeting of the fifth board of directors held on April 15, 2019, the 2018 annual shareholders' meeting held on May 7, 2019, and the sixth meeting of the fifth board of directors held on June 28, 2019. On January 19, 2020, the China Securities Regulatory Commission issued the "Approval on the Public Issuance of Convertible Corporate Bonds by Souyute Group Co., Ltd." (Zheng Jian Xu Ke [2020] No. 133), approving the Company to publicly issue convertible corporate bonds with a total face value of RMB 800 million.
2. Signing of the Trustee Management Agreement
On July 27, 2023, the Company appointed Huaying Securities as the trustee manager and signed the Trustee Management Agreement regarding trustee management matters.