Basic Information of the Bonds Under Management
Shanxi Securities Co., Ltd. 2023 Non-Public Issuance of Subordinated Bonds
On July 5, 2023, the Shenzhen Stock Exchange issued a no-objection letter (Shenzhen Letter [2023] No. 420), allowing the issuer to non-publicly issue subordinated bonds with a total face value not exceeding 2 billion yuan to professional investors. On July 18, 2023, Shanxi Securities Co., Ltd. non-publicly issued the first phase of subordinated bonds for 2023, referred to as "23 Shan Zheng C1," with bond code 115126.SZ, an issuance scale of 1 billion yuan, a term of 3 years, and a coupon rate of 3.45%. The interest start date is July 18, 2023, and the listing date is July 25, 2023. On September 11, 2023, Shanxi Securities Co., Ltd. non-publicly issued the second phase of subordinated bonds for 2023, referred to as "23 Shan Zheng C3," with bond code 115127.SZ, an issuance scale of 1 billion yuan, a term of 3 years, and a coupon rate of 3.48%. The interest start date is September 11, 2023, and the listing date is September 15, 2023.