Internal Control Rules Implementation Self-Inspection Form

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This self-inspection form assesses the implementation of internal control rules at Ningbo Shenglaida Electric Co., Ltd. Key areas include internal audit operations, information disclosure, insider trading controls, and related party transactions. The company confirms compliance with various internal control measures, ensuring transparency and accountability in its operations.

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Internal Control Rules Implementation Self-Inspection Form

Securities Code: 002473
Securities Abbreviation: *ST Shenglai

Internal Control Rules Implementation Self-Inspection Items

Item	Yes	No	Not Applicable	Explanation
1. Is the head of the internal audit department a full-time position, nominated by the board or its specialized committee, and appointed by the board?	Yes
2. Has the company established an internal audit department independent of the finance department, with dedicated internal audit personnel?	Yes
3. Does the internal audit department report to the board or its specialized committee at least quarterly?	Yes
4. Does the internal audit department conduct checks at least quarterly on the following matters?
(1) Use and storage of raised funds	Yes
(2) External guarantees	Yes
(3) Related party transactions	Yes
(4) Securities investments	Yes
(5) Venture capital	Yes
(6) External financial assistance	Yes
(7) Purchase and sale of assets	Yes
(8) External investments	Yes
(9) Significant non-operating fund transactions	Yes
(10) Fund transactions with directors, supervisors, senior management, controlling shareholders, actual controllers, and their related parties	Yes
5. Does the board or its specialized committee meet at least quarterly to review the work plans and reports submitted by the internal audit department?	Yes
6. Does the specialized committee report to the board at least quarterly on the progress, quality, and significant issues found in internal audit work?	Yes
7. Does the internal audit department submit the next year's internal audit work plan to the board or its specialized committee within two months before the end of each accounting year, and submit the annual internal audit work report within two months after the end of each accounting year?	Yes

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