CITIC Securities Company Limited Regarding启明星辰信息技术集团股份有限公司 2025 Annual On-site Inspection Report
Sponsor Name: CITIC Securities Company Limited Sponsor Representative Name: Lu Xingyu Sponsor Representative Name: Huang Duo On-site Inspection Personnel Name: Huang Duo On-site Inspection Period: 2025 On-site Inspection Date: April 3, 2026
On-site Inspection Items
(I) Corporate Governance
| On-site Inspection Item | On-site Inspection Opinion |
|---|---|
| On-site Inspection Method (including but not limited to Article 33 of the SZSE Independent Director Guidelines - Sponsorship Business): Review of company articles of association, corporate governance system, shareholder meeting and board meeting rules, and information disclosure documents, and interviews with relevant personnel. | Yes |
| 1. Are the company's articles of association and corporate governance system complete and compliant? | √ |
| 2. Are the company's articles of association and shareholder meeting, board meeting rules effectively implemented? | √ |
| 3. Are the minutes of shareholder meetings and board meetings complete, with all elements such as time, place, attendees, and meeting content, and are meeting materials properly preserved? | √ |
| 4. Are the resolutions of shareholder meetings and board meetings signed and confirmed by the relevant attendees? | √ |
| 5. Do the company's directors and senior management perform their duties in accordance with relevant laws and regulations and the company's relevant business rules? | √ |
| 6. If there are major changes in the company's directors or senior management, have the corresponding procedures and information disclosure obligations been fulfilled? | √ |
| 7. If there are changes in the company's controlling shareholder or actual controller, have the corresponding procedures and information disclosure obligations been fulfilled? | √ |
| 8. Are the company's personnel, assets, finances, and institutions independent? | √ |
| 9. Is there no competition between the company and its controlling shareholder and actual controller? | √ |