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COFCO Capital Holdings Co., Ltd. 2025 Internal Control Self-Evaluation Report

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This report details COFCO Capital Holdings Co., Ltd.'s self-evaluation of its internal control effectiveness as of December 31, 2025. The company found no material weaknesses in financial or non-financial reporting internal controls. The report outlines the evaluation scope, conclusions, and methodology, affirming the company's commitment to legal compliance, asset safety, and operational efficiency.

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COFCO Capital Holdings Co., Ltd. 2025 Internal Control Self-Evaluation Report

To all shareholders of COFCO Capital Holdings Co., Ltd.:

Based on the "Basic Norms for Enterprise Internal Control" and its supporting guidelines, as well as other internal control regulatory requirements (hereinafter referred to as the "Internal Control System"), combined with COFCO Capital Holdings Co., Ltd.'s (hereinafter referred to as the "Company") internal control system, and on the basis of daily supervision and special supervision of internal controls, the Company has conducted a self-evaluation of the effectiveness of its internal controls as of December 31, 2025 (the "Internal Control Evaluation Reporting Period").

I. Important Statement

In accordance with the requirements of the Internal Control System, the establishment, improvement, and effective implementation of internal controls, and the evaluation of their effectiveness, and the truthful disclosure of the internal control evaluation report are the responsibilities of the Company's Board of Directors. The Audit Committee, under the leadership of the Board of Directors, is responsible for reviewing and supervising the effective implementation of internal controls. The management is responsible for organizing and leading the daily operations of the Company's internal controls. The Company's Board of Directors, its directors, and senior management guarantee that this report contains no false records, misleading statements, or major omissions, and they shall bear individual and joint legal responsibility for the truthfulness, accuracy, and completeness of the report's content.

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