Hangzhou Hikvision Digital Technology Co., Ltd.
Risk Resolution Plan for Financial Services Business with China Electronics Technology Financial Co., Ltd.
Chapter 1 General Provisions
Article 1 To effectively prevent, promptly control, and resolve risks arising from Hangzhou Hikvision Digital Technology Co., Ltd. (hereinafter referred to as "Hikvision" or "the Company") and its subsidiaries conducting financial business with China Electronics Technology Financial Co., Ltd. (hereinafter referred to as "the Financial Company"), and to ensure fund safety, in accordance with the "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 7 - Transactions and Connected Transactions," this Risk Resolution Plan is hereby formulated.
Chapter 2 Risk Resolution Organizational Structure and Responsibilities
Article 2 The Company establishes a Financial Business Risk Prevention and Resolution Leading Group (hereinafter referred to as the "Leading Group"). The Chairman of the Company serves as the head of the Leading Group and the primary responsible person for risk prevention and resolution. The Company's General Manager and Chief Financial Officer serve as executive deputy heads, and other senior deputy general managers serve as members of the Leading Group. The Leading Group is fully responsible for the prevention and resolution of financial business risks and reports to the Board of Directors.
The Company establishes a Financial Business Risk Prevention and Resolution Office. The office members are composed of relevant personnel from the Company's Finance Center, Legal and Compliance Department, and Board Office. The office carries out daily work under the guidance of the Leading Group.
The Leading Group is responsible for organizing the prevention and resolution of financial business risks. The Finance Center is specifically responsible for the daily supervision and management of the Financial Company and promptly reports the situation to the Leading Group, so that the Leading Group can prevent and resolve risks according to this Plan.
Article 3 Responsibilities of Risk Resolution Institutions
(1) The Leading Group uniformly leads the emergency response to financial business risks and is fully responsible for the prevention and resolution of risks in the Financial Company's financial business.
(2) The Company's Finance Center and other relevant departments shall, in accordance with their respective responsibilities, actively plan and implement various risk prevention measures, coordinate with each other, and jointly control and resolve risks.
(3) The working group shall urge the Financial Company to provide relevant information in a timely manner, pay attention to the Financial Company's operating conditions, and obtain information from member units of China Electronics Technology Group Corporation or regulatory departments in a timely manner to ensure effective monitoring and risk prevention.