Sponsorship Report of CITIC Securities Co., Ltd. for the Issuance of Securities by Yibin Tianyuan Group Co., Ltd.
Table of Contents
Definitions
Section 1: Basic Information on This Securities Issuance
I. Sponsor Representative Responsible for This Securities Issuance
II. Co-Sponsors and Other Project Team Members
III. Basic Information on the Issuer
IV. Explanation of Relationship Between Sponsor and Issuer
Section 2: Sponsor's Commitments
Section 3: Recommendation Regarding This Issuance
I. Legality of the Issuer's Decision-Making Procedures for This Issuance
II. Compliance of This Issuance with Relevant Laws and Regulations
III. Risk Disclosure for the Issuer
IV. Evaluation of the Issuer's Development Prospects
V. Verification of the Sponsor's Review of the Issuer's Profit Distribution Policy
VI. Verification of the Sponsor's Review of Private Fund Filing
VII. Verification of Paid Engagement of Third-Party Institutions and Individuals
VIII. Sponsor's Internal Review Procedures and Review Opinions
IX. Sponsor's Conclusion on This Securities Issuance
Section 4: Key Financial Indicators
Section 5: Explanation of Relationship Between Sponsor and Issuer
Section 6: Sponsor's Commitments
Section 7: Recommendation Regarding This Issuance
Section 8: Sponsor's Commitments
Section 9: Recommendation Regarding This Issuance
Definitions
In this issuance sponsorship report, unless otherwise specified, the following terms have the following specific meanings:
| Term | Meaning |
|---|---|
| Sponsor/CITIC Securities | CITIC Securities Co., Ltd. |
| Company, Company Limited by Shares, Issuer, Tianyuan Group | Yibin Tianyuan Group Co., Ltd. |
| Yibin Development, Controlling Shareholder | Yibin Development Holding Group Co., Ltd. |
| This Issuance | Yibin Tianyuan Group Co., Ltd.'s 2026 private placement of shares to specific objects |
| "Company Law" | "Company Law of the People's Republic of China" |
| "Securities Law" | "Securities Law of the People's Republic of China" |
| "Registration Management Measures" | "Measures for the Registration of Securities Issuances by Listed Companies" |
| CSRC, China Securities Regulatory Commission | China Securities Regulatory Commission |
| SZSE | Shenzhen Stock Exchange |
| Reporting Period, Each Reporting Period | 2023, 2024, 2025 |
| End of Each Reporting Period | December 31, 2023, December 31, 2024, December 31, 2025 |
| RMB, Ten Thousand Yuan, Hundred Million Yuan | Renminbi Yuan, Renminbi Ten Thousand Yuan, Renminbi Hundred Million Yuan |
Note: If there is a discrepancy between the sum of individual items and the total, or a difference in the decimal places of the remainder compared to the original data, it may be due to differences in precise digits or rounding.
Section 1: Basic Information on This Securities Issuance
I. Sponsor Representative Responsible for This Securities Issuance
CITIC Securities has appointed Ms. Gai Su and Mr. Tang Yun as the sponsor representatives for this issuance of shares by Tianyuan Group to specific objects.
The professional qualifications of the two sponsor representatives are as follows: