CITIC Construction Investment Securities Co., Ltd. on Yibin Tianyuan Group Co., Ltd.'s 2026 Private Placement of Shares to Specific Objects Issuance Sponsorship Letter
1. Sponsor and Sponsor Representatives' Declaration
CITIC Construction Investment Securities Co., Ltd. and the project sponsor representatives, Gai Su and Tang Yun, declare that they have issued this sponsorship letter in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, and relevant regulations of the China Securities Regulatory Commission (CSRC) and the Shenzhen Stock Exchange (SZSE). They affirm their honesty, diligence, and compliance with established business rules, industry practices, and ethical standards, ensuring the authenticity, accuracy, and completeness of this issuance sponsorship letter.
2. Table of Contents
- Basic Information on the Securities Issuance
- 1.1 Specific Sponsor Representatives for this Issuance
- 1.2 Co-sponsors and Other Project Team Members
- 1.3 Basic Information of the Issuer
- 1.4 Relationship Between the Sponsor and the Issuer
- Sponsor Commitments
- Recommendations on this Issuance
- 3.1 Legality of the Issuer's Decision-Making Process
- 3.2 Compliance with Relevant Laws
- 3.3 Major Risk Warnings for the Issuer
- 3.4 Evaluation of the Issuer's Development Prospects
- 3.5 Review of the Issuer's Profit Distribution Policy
- 3.6 Review of Private Investment Fund Filing Status
- 3.7 Review of Paid Engagements with Third Parties
- 3.8 Internal Review Procedures and Opinions
- 3.9 Conclusion on the Issuance Recommendation
3. Basic Information on the Securities Issuance
3.1 Specific Sponsor Representatives for this Issuance
CITIC Construction Investment Securities has designated Gai Su and Tang Yun as the sponsor representatives for this issuance of shares by Tianyuan Co. The professional backgrounds of the two representatives are as follows: