Chapter 1 General Provisions
Article 1 To strengthen the management of shareholding and trading of the Company's stock by directors and senior management of Shandong Hongqiao Aluminum Industry Holding Co., Ltd. (hereinafter referred to as the "Company" or "this Company"), in accordance with the "Company Law of the People's Republic of China" (hereinafter referred to as the "Company Law"), the "Securities Law of the People's Republic of China" (hereinafter referred to as the "Securities Law"), the "Stock Listing Rules of the Shenzhen Stock Exchange" (hereinafter referred to as the "Stock Listing Rules"), the "Interim Measures for the Management of Share Reductions by Listed Company Shareholders," the "Management Rules for Shareholding Changes of Directors and Senior Management of Listed Companies," the "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 10 – Share Change Management," and other laws, regulations, rules, and normative documents, as well as the "Articles of Association of Shandong Hongqiao Aluminum Industry Holding Co., Ltd." (hereinafter referred to as the "Articles of Association"), and in combination with the Company's actual situation, this system is formulated.
Article 2 This system applies to the management of shareholding and trading of company stock by directors, senior management, and natural persons, legal persons, or other organizations as defined by this system.
Article 3 The shares of the Company held by directors and senior management of the Company refer to all shares of the Company registered in their names and held through the accounts of others.