Chapter 1 General Provisions
Article 1 To better regulate the decision-making of related party transactions of Shandong Hongqiao Aluminum Industry Holding Co., Ltd. (hereinafter referred to as the "Company"), improve the Company's internal control system, and protect the legitimate rights and interests of all shareholders, in accordance with the "Company Law of the People's Republic of China," "Securities Law of the People's Republic of China," "Corporate Governance Guidelines for Listed Companies," "Shenzhen Stock Exchange Stock Listing Rules" (hereinafter referred to as the "Stock Listing Rules") and other laws, regulations, rules, normative documents, and the "Articles of Association of Shandong Hongqiao Aluminum Industry Holding Co., Ltd." (hereinafter referred to as the "Articles of Association"), this system is formulated.
Article 2 Company related party transactions shall be priced fairly, reviewed procedurally, and disclosed in a standardized manner.
Article 3 Related party transactions of the Company refer to transactions involving the transfer of resources or obligations between the Company or its holding subsidiaries and the Company's related parties, including the following transactions: (1) Purchase or sale of assets; (2) External investment (including wealth management, investment in subsidiaries, etc.); (3) Provision of financial assistance (including entrusted loans, etc.); (4) Provision of guarantees; (5) Leasing of assets; (6) Entrustment or acceptance of asset and business management; (7) Donation or acceptance of assets; (8) Debt restructuring; (9) Signing of licensing agreements; (10) Transfer or acquisition of research and development projects; (11) Waiver of rights (including waiver of pre-emptive purchase rights, pre-emptive capital contribution rights, etc.); (12) Purchase of raw materials, fuel, and power; (13) Sale of products and commodities; (14) Provision or receipt of labor services; (15) Entrustment or acceptance of sales; (16) Deposit and loan business; (17) Joint investment with related parties; (18) Other matters that may lead to the transfer of resources or obligations by agreement.
Chapter 2 Related Parties and Related Party Relationships
Article 4 The Company's directors, supervisors, audit committee members, senior management personnel, shareholders holding more than 5% of the shares, the actual controller and their concerted actors shall promptly report the list of related parties and the description of related party relationships to the Board of Directors, and the Company shall manage the registration work.
Article 5 Related parties of the Company include related legal persons (or other organizations) and related natural persons.
Article 6 Legal persons (or other organizations) falling under any of the following circumstances shall be deemed as related legal persons (or other organizations) of the Company: (1) Legal persons (or other organizations) that directly or indirectly control the Company; (2) Legal persons (or other organizations) directly or indirectly controlled by the entities listed in item (1) above, other than the Company and its holding subsidiaries; (3) Legal persons (or other organizations) directly or indirectly controlled by related natural persons listed in Article 7, or where related natural persons serve as directors (excluding independent directors of both parties), or senior management personnel, other than the Company and its holding subsidiaries; (4) Legal persons (or other organizations) holding more than 5% of the shares of the Company and their concerted actors; (5) Legal persons (or other organizations) identified by the China Securities Regulatory Commission, the Shenzhen Stock Exchange, or the Company, based on the principle of substance over form, that have a special relationship with the Company and may cause the Company to favor their interests.