Chapter 1 General Provisions
Article 1 To regulate the storage, use, and management of raised funds by Shandong Hongqiao Aluminum Industry Holding Co., Ltd. (hereinafter referred to as the "Company"), ensure the safety of raised funds, improve the efficiency of their use, and maximize the protection of investors' interests, in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," the "Shenzhen Stock Exchange Stock Listing Rules" (hereinafter referred to as the "Listing Rules"), the "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 1 - Normative Operation of Main Board Listed Companies" (hereinafter referred to as the "Normative Operation Guidelines"), the "Supervision Rules for Raised Funds of Listed Companies," and other relevant laws, regulations, rules, and normative documents, as well as the "Articles of Association of Shandong Hongqiao Aluminum Industry Holding Co., Ltd." (hereinafter referred to as the "Articles of Association"), and in combination with the Company's actual situation, these Measures are hereby formulated.
Article 2 For the purposes of these Measures, "raised funds" refers to funds raised by the Company through the issuance of shares or other equity-based securities to investors for specific purposes, excluding funds raised by the Company for equity incentive plans.
"Surplus raised funds" as referred to in these Measures refers to the portion of the net amount of actual raised funds that exceeds the planned amount of raised funds.