Special Audit Opinion on Changes to Fund Use, Account Setup, and Loans to Wholly-Owned Subsidiaries for Implementation of Investment Projects
Huatai United Securities Co., Ltd. ("Huatai United Securities" or "Sponsor") is the sponsor for Shandong Hongqiao Aluminum Holdings Co., Ltd. ("Hongqiao Holdings" or "the Company")'s 2022 private placement of shares and listing on the Main Board. In accordance with the "Administrative Measures for Securities Issuance and Listing Sponsorship," "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 1 - Normative Operation of Main Board Listed Companies," "Shenzhen Stock Exchange Stock Listing Rules," and "Supervision Rules for Raised Funds of Listed Companies," as well as relevant laws, regulations, normative documents, and the "Articles of Association," the Company has conducted a special audit on the changes to the use of some of the raised funds, the changes to the special accounts for raised funds, and the provision of loans and capital contributions to its wholly-owned subsidiaries for the implementation of investment projects. The details are as follows:
I. Basic情况 of Raised Funds
(I)情况 of Raised Funds Received
As approved by the China Securities Regulatory Commission's "Approval for Shandong Hongqiao Aluminum Holdings Co., Ltd. Private Placement of Shares" (Zhengjian Xuke [2023] No. 33), the Company issued 209,973,753 shares to specific targets at an issue price of RMB 3.81 per share, with a total raised fund of RMB 799,999,998.93. After deducting issuance expenses of RMB 13,801,241.88 (excluding VAT), the net amount of raised funds is RMB 786,198,757.05. The aforementioned raised funds have been verified by Daixin Certified Public Accountants (Special General Partnership), which issued the "Capital Verification Report of Shandong Hongqiao Aluminum Holdings Co., Ltd." (Daixin Yanzhi [2023] No. 3-00013) on July 13, 2023.