Guosen Securities Co., Ltd.
Audit Opinion on the Lifting of Lock-up and Listing of Part of Restricted Shares of Beijing Orient Eco-New Energy Co., Ltd.
Guosen Securities Co., Ltd. (hereinafter referred to as "Guosen Securities" or "Financial Advisor") has, in accordance with the "Company Law of the People's Republic of China," "Securities Law of the People's Republic of China," "Shenzhen Stock Exchange Stock Listing Rules," "Guiding Opinions of the China Securities Regulatory Commission on Listed Companies' Bankruptcy and Reorganization Matters," and "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 14 - Bankruptcy and Reorganization Matters," and other relevant laws, regulations, and normative documents, conducted a prudent audit on the lifting of lock-up and listing of part of the restricted shares transferred to the restructuring investor of Beijing Orient Eco-New Energy Co., Ltd. (hereinafter referred to as "Orient New Energy" or "the Company"). The details of the audit are as follows:
I. Basic Information on the Shares to be Unlocked in This Instance
The type of restricted shares to be listed and circulated in this instance by Orient New Energy are shares obtained by the restructuring investor through a capital reserve increase in the company's restructuring process.
On November 22, 2024, the Beijing First Intermediate People's Court issued the "Civil Ruling" (2024) Jing 01 Po Shen 469, ruling to accept the restructuring case of Orient Landscape. On the same day, the Beijing First Intermediate People's Court issued the "Decision" (2024) Jing 01 Po 577, appointing the liquidation team of Beijing Orient Landscape Environment Co., Ltd. as the administrator of Orient Landscape. For details, please refer to the "Announcement on the Court's Ruling to Accept the Company's Restructuring and Appoint an Administrator" (Announcement No.: 2024-098) disclosed by the company on November 23, 2024.