Sponsor Letter for Wuhan Guangxun Technology Co., Ltd.'s Stock Issuance and Main Board Listing
Shenwan Hongyuan Securities Co., Ltd. (hereinafter referred to as "Shenwan Hongyuan" or "the Sponsor") has accepted the commission from Wuhan Guangxun Technology Co., Ltd. (hereinafter referred to as "the Issuer" or "the Company") to act as the sponsor for its stock issuance to specific investors (hereinafter referred to as "this issuance"). The Sponsor and relevant representatives have issued this sponsor letter in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Management Measures for the Sponsorship of Securities Issuance and Listing, the Registration Management Measures for Securities Issuance by Listed Companies, and other relevant laws, regulations, and provisions of the China Securities Regulatory Commission (CSRC) and the Shenzhen Stock Exchange (SZSE), ensuring the authenticity, accuracy, and completeness of the documents provided. Unless otherwise specified in this sponsor letter, terms used herein have the same meanings as those in the "Wuhan Guangxun Technology Co., Ltd. 2025 Stock Issuance Prospectus for Specific Investors." Any discrepancies between totals in tables and actual figures are due to rounding.
Table of Contents
- Basic Information on This Securities Issuance
- 1.1 Specific Responsible Sponsor Representatives
- 1.2 Co-sponsors and Other Project Team Members
- 1.3 Information on the Issuer
- 1.4 Relationships and Major Business Transactions Between the Sponsor and the Issuer
- 1.5 Internal Review Procedures and Opinions of the Sponsor
- Commitments of the Sponsor
- Recommendations on This Securities Issuance
- 3.1 Compliance with Decision-Making Procedures
- 3.2 Compliance with Issuance Conditions
- 3.3 Major Risks of the Issuer
- 3.4 Brief Evaluation of the Issuer's Development Prospects
- 3.5 Existence of Private Equity Funds Among Pre-determined Investors
- 3.6 Verification of Paid Engagements with Third Parties
- Conclusion of the Recommendation
1. Basic Information on This Securities Issuance
1.1 Specific Responsible Sponsor Representatives
Shenwan Hongyuan Securities Co., Ltd. has appointed Xie Yao and Zhang Xingzhong as the specific responsible sponsor representatives for the stock issuance and main board listing of Wuhan Guangxun Technology Co., Ltd.
Xie Yao's Sponsorship Experience: Since the implementation of the sponsorship system in 2004, Xie Yao has not completed any securities issuance projects as a signing sponsor representative. She has participated as a co-sponsor or key project member in the following projects:
- Guangxun Technology (002281.SZ) 2019 Main Board Refinancing Project
- Guangxun Technology (002281.SZ) 2022 Main Board Refinancing Project
- Huitong Technology (301601.SZ) Initial Public Offering on the ChiNext Board
In the past three years, Xie Yao has not been subject to any regulatory measures by the CSRC, public reprimands from the stock exchange, or self-regulatory penalties from the China Securities Association.
Zhang Xingzhong's Sponsorship Experience: Since the implementation of the sponsorship system in 2004, Zhang Xingzhong has completed the following securities issuance projects as a signing sponsor representative:
- Aotai Bio (688606.SH) Initial Public Offering on the Sci-Tech Innovation Board
- Guangxun Technology (002281.SZ) 2019 Main Board Refinancing Project
- Guangxun Technology (002281.SZ) 2022 Main Board Refinancing Project
- Lingge Technology (833284.BJ) Public Offering to Unspecified Qualified Investors and Listing on the Beijing Stock Exchange
- Huitong Technology (301601.SZ) Initial Public Offering on the ChiNext Board
In the past three years, Zhang Xingzhong has not been subject to any regulatory measures by the CSRC, public reprimands from the stock exchange, or self-regulatory penalties from the China Securities Association.
1.2 Co-sponsors and Other Project Team Members
Co-sponsor: Fang Ying Other Project Team Members: Huang Sixuan, Wang Haifeng, Wei Desheng, Zhu Zhengyu.