002261SZSE

Announcement on Receiving Rectification Order from Hunan CSRC and Warning Letter for Relevant Personnel

✨ AI Summary

This announcement details a regulatory action by the Hunan CSRC against Topwise Smart City Co., Ltd. and several individuals, including the chairman and major shareholders. The company is ordered to rectify issues related to disclosure of director duties, specifically concerning a director nominated by a major shareholder who allegedly acted on behalf of the shareholder. The company and individuals involved have been issued a warning letter and must submit a rectification report within a specified timeframe.

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Topwise Smart City Co., Ltd.

Stock Code: 002261 Stock Abbreviation: Topwise Smart City Announcement No.: 2026-022

Announcement on Receiving Rectification Order from Hunan CSRC and Warning Letter for Relevant Personnel

The Company and all members of the Board of Directors guarantee the truthfulness, accuracy, and completeness of the information disclosed in this announcement and shall bear legal responsibility for any false records, misleading statements, or material omissions.

On May 7, 2026, Topwise Smart City Co., Ltd. (hereinafter referred to as "Topwise Smart City" or the "Company") received the "Decision on Ordering Rectification for Topwise Smart City Co., Ltd. and Issuing Warning Letters to Relevant Personnel" (Decision No. (2026) 18) (hereinafter referred to as the "Decision") issued by the Hunan Regulatory Bureau of the China Securities Regulatory Commission (hereinafter referred to as the "Hunan CSRC"). The specific details are as follows:

I. Main Content of the Decision

Topwise Smart City Co., Ltd., Li Xinyu, Song Ying, Song Junyi, Long Qi, Xing Ni Hong:

Upon investigation, Topwise Smart City Co., Ltd. (hereinafter referred to as Topwise Smart City or the Company) has committed the following violations:

Topwise Smart City Director Song Junyi was nominated by his father, Song Ying, a shareholder holding more than 5% of the Company's shares. Song Junyi did not perform his duties as a director, and Song Ying actually acted as a director on his behalf, resulting in false records in the disclosure of information regarding director deliberations in the Company's board resolutions and periodic reports. In accordance with the relevant provisions of the "Administrative Measures for Information Disclosure by Listed Companies," our bureau has decided to take supervisory measures to order Topwise Smart City to rectify its conduct. The Company's Chairman Li Xinyu, shareholder Song Ying, Director Song Junyi, then-Board Secretary Long Qi, and Board Secretary Xing Ni Hong shall be issued warning letters and have them recorded in the securities and futures market integrity files. The Company shall complete the rectification within 3 months from the date of receipt of this Decision and submit a written rectification report to our bureau within 15 working days after the completion of rectification, and a copy shall be forwarded to the Shenzhen Stock Exchange. In addition, you should earnestly learn from this lesson, conscientiously strengthen the study of laws and regulations on securities, and fulfill information disclosure obligations truthfully, accurately, completely, timely, and fairly.

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