Securities Code: 002155
Securities Abbreviation: Hunan Gold
Announcement No.: Lin 2026-61
Hunan Gold Co., Ltd.
Announcement on Self-Inspection Report of Insider Trading by Insiders in Relation to the Transaction
The Company's board of directors and all directors and senior management personnel guarantee the truthfulness, accuracy, and completeness of the information disclosed in this announcement and shall bear joint liability for any false representations, misleading statements, or material omissions.
Hunan Gold Co., Ltd. (hereinafter referred to as the "Company," "Listed Company," or "Hunan Gold") plans to acquire 100% of the equity of Hunan Gold Tianyue Mining Co., Ltd. (hereinafter referred to as "Golden Tianyue") held by Hunan Gold Group Co., Ltd. (hereinafter referred to as "Hunan Gold Group") and Hunan Tianyue Investment Group Co., Ltd. (hereinafter referred to as "Tianyue Investment Group"), and 100% of the equity of Hunan Zhongnan Gold Smelting Co., Ltd. (hereinafter referred to as "Zhongnan Smelting") held by Hunan Gold Group, by issuing shares. The Company also plans to issue shares to no more than 35 qualified specific investors to raise supporting funds (hereinafter referred to as the "Transaction" or "Restructuring").
In accordance with the "Securities Law of the People's Republic of China," the "Administrative Measures for Major Asset Restructuring of Listed Companies" (hereinafter referred to as the "Restructuring Measures"), the "Information Disclosure Content and Format Standards for Public Issuance of Securities by Companies No. 26 — Major Asset Restructuring of Listed Companies" (hereinafter referred to as "Format Standard No. 26"), and the "Guiding Opinions on Regulatory Rules — Listed Companies No. 1," and other relevant laws, regulations, and normative documents, the Company has investigated the trading of shares of the Listed Company's A shares by insiders privy to the information of this Transaction. The details are as follows:
I. Self-Inspection Period for Insider Trading in Relation to the Transaction
The self-inspection period for insiders privy to the information of this Transaction is the six months prior to the Company's application for stock suspension for this Transaction up to the day before the disclosure of the "Restructuring Report (Draft)," namely from July 12, 2025, to July 8, 2026 (hereinafter referred to as the "Self-Inspection Period" or "Verification Period").
II. Scope of Investigation of Insiders for the Transaction
The scope of investigation of insiders privy to the information of this Transaction includes:
(I) The Company and its directors, senior management personnel, and relevant informed personnel;
(II) The controlling shareholder of the Company and its directors, senior management personnel, and relevant informed personnel;
(III) The counterparty to the transaction and its directors, supervisors, senior management personnel, and relevant informed personnel;
(IV) The controlling shareholder of the counterparty to the transaction and its directors, senior management personnel, and relevant informed personnel;
(V) The target company and its directors, senior management personnel, and relevant informed personnel;
(VI) Intermediary agencies providing services for this Transaction and their personnel;
(VII) Other legal persons and natural persons who are aware of the insider information of this Transaction;
(VIII) The direct relatives of the natural persons mentioned in items (I) to (VII) above, including spouses, parents, and adult children.
III. Trading of Shares by Investigated Persons During the Self-Inspection Period
Based on the "Inquiry Certificate of Shareholding and Share Change of Information Disclosure Obligors" and the "Detailed List of Shareholder Share Changes" issued by the Shenzhen Branch of China Securities Depository and Clearing Corporation Limited, and the self-inspection reports on stock trading of the Listed Company issued by relevant parties involved in this Transaction, the specific situation of the investigated persons trading the Listed Company's shares during the self-inspection period is as follows:
- Trading of Listed Company Shares by Relevant Natural Persons