Internal Control Rules Implementation Self-Inspection Form
Securities Code: 002072
Securities Abbreviation: Kairuide
Internal Control Rules Implementation Self-Inspection Items
| Item | Yes/No/Not Applicable | Explanation |
|---|---|---|
| 1. Is the head of the internal audit department a full-time position, nominated by the audit committee and appointed by the board of directors? | Yes | |
| 2. Has the company established an internal audit department independent of the finance department, with dedicated internal audit personnel? | Yes | |
| 3. Does the internal audit department report to the audit committee at least quarterly? | Yes | |
| 4. Does the internal audit department conduct at least quarterly checks on the following matters? | ||
| (1) Storage and use of raised funds | Not Applicable | The company does not have raised funds. |
| (2) External guarantees | Yes | No external guarantees occurred during the reporting period. |
| (3) Related party transactions | Yes | No related party transactions occurred during the reporting period. |
| (4) Securities investments | Not Applicable | The company does not have securities investments. |
| (5) Venture capital | Not Applicable | The company does not have venture capital investments. |
| (6) External financial assistance | Not Applicable | The company does not provide external financial assistance. |
| (7) Purchase and sale of assets | Yes | Apart from the judicial transfer of 51.5 million shares according to the restructuring plan, there were no other asset purchases or sales. |
| (8) External investments | Yes | |
| (9) Large fund transactions | Yes | Large fund transactions mainly involve fund transfers between the parent and subsidiary companies. |
| (10) Fund transactions with directors, supervisors, senior management, controlling shareholders, actual controllers, and their related parties | Yes | In the first half of 2022, liquidity support funds were repaid to Mr. Wang Jian, the actual controller, and in the second half of 2022, Mr. Wang Jian provided liquidity support to the company. |
| 5. Does the audit committee meet at least quarterly to review the work plan and reports submitted by the internal audit department? | Yes | |
| 6. Does the audit committee report to the board of directors at least quarterly on the progress, quality, and significant issues of internal audit work? | Yes | |
| 7. Does the internal audit department submit the annual internal audit work report and the next year's internal audit work plan to the audit committee on time? | Yes |