Risk Continuous Assessment Report of China National Machinery Finance Co., Ltd.
China National Machinery Group Co., Ltd. (hereinafter referred to as "the Company") reviewed the business license, financial license, corporate information, and relevant financial data of China National Machinery Finance Co., Ltd. (hereinafter referred to as "China National Machinery Finance") in July 2025, in accordance with the requirements of the "Notice on Standardizing the Financial Company Business Interactions of Listed Companies and Enterprise Groups" and "Shenzhen Stock Exchange Self-Regulatory Guidelines No. 5 - Transactions and Related Transactions." A qualitative and quantitative assessment method was employed to evaluate the operational qualifications, business, internal control situation, operational management, and risk management of China National Machinery Finance. The specific situation is reported as follows:
I. Basic Information of China National Machinery Finance
China National Machinery Finance was established in September 2003 with approval from the former China Banking Regulatory Commission and is classified as a non-bank financial institution. On August 29, 2024, it obtained a new corporate business license from the Haidian District Market Supervision Administration of Beijing. The company's address is: 5th Floor, Block A, No. 3 Danling Street, Haidian District, Beijing, with legal representative Zhao Jianguo. Financial license institution code: L0010H211000001, unified social credit code: 9111010810001934XA, registered capital: 1.75 billion yuan. The business scope as stated in the business license includes: providing financial and financing consulting, credit verification, and related consulting and agency services for member units; assisting member units in the receipt and payment of transaction funds; approved insurance agency business; providing guarantees for member units; handling entrusted loans and investments between member units; managing bill acceptance and discounting for member units; handling internal transfer settlements and corresponding settlement and clearing scheme design for member units; accepting deposits from member units; providing loans and financing leasing for member units; engaging in interbank borrowing; issuing financial company bonds with approval; underwriting corporate bonds for member units; equity investments in financial institutions; investments in securities; and consumer credit, buyer credit, and financing leasing for member unit products. (Market entities independently choose business projects and conduct business activities; projects requiring approval must be conducted in accordance with the approved content after obtaining approval from relevant departments; activities prohibited and restricted by national and municipal industrial policies are not allowed.)