CS Securities Underwriting and Sponsorship Co., Ltd. On-site Inspection Report for Guoguang Electric Co., Ltd. for the Year 2025
Sponsor Name: CS Securities Underwriting and Sponsorship Co., Ltd. Sponsor Representative Name: Liao Yanhua Sponsor Representative Name: Ye Qiang On-site Inspection Personnel Name: Liao Yanhua, Wang Xiaole On-site Inspection Period: 2025 On-site Inspection Time: December 24, 2025 to December 26, 2025
I. On-site Inspection Matters
(I) Company Governance
| On-site Inspection Matters | Sponsor Company Abbreviation: Guoguang Electric |
|---|---|
| Contact Number: 0571-85063243 | |
| Contact Number: 0571-85063243 |
| On-site Inspection Opinion | Yes | No | Not Applicable |
|---|---|---|---|
| On-site Inspection Methods: 1. Review company articles of association and governance-related systems; 2. Review documents and resolutions of the three meetings (Shareholders', Board of Directors', Supervisory Board) and their execution; 3. Review changes in directors, supervisors, and senior management personnel and related decision-making documents; 4. Review changes in controlling shareholders, actual controllers, and their external investment situations. | |||
| 1. Are the company's articles of association and governance system complete and compliant? | √ | ||
| 2. Are the company's articles of association and the rules for the three meetings effectively implemented? | √ | ||
| 3. Are the minutes of the three meetings complete, with all requirements for time, place, attendees, and meeting content, and are the meeting materials properly preserved? | √ | ||
| 4. Are the resolutions of the three meetings signed by the relevant attendees? | √ | ||
| 5. Do the company's directors, supervisors, and senior management perform their duties in accordance with relevant laws, regulations, and Shenzhen Stock Exchange relevant business rules? | √ | ||
| 6. If there are major changes in the company's directors, supervisors, and senior management, have the corresponding procedures and information disclosure obligations been fulfilled? | √ | ||
| 7. If there are changes in the company's controlling shareholder or actual controller, have the corresponding procedures and information disclosure obligations been fulfilled? | √ | ||
| 8. Are the company's personnel, assets, finances, and organization independent? | √ | ||
| 9. Is there no horizontal competition between the company and its controlling shareholder and actual controller? | √ |
(II) Internal Control