Sichuan Hite High-tech Co., Ltd. internal control rules implementation self-inspection form Stock code: 002023 Stock abbreviation: Hite High-tech Self-inspection form for the implementation of internal control rules Self-inspection matters for the implementation of internal control rules Yes/No/Not applicable Explanation
- Internal audit and audit committee operation
- Whether the person in charge of the internal audit department is full-time and will be reviewed is The committee nominates and appoints and dismisses the board.
- Whether the company has established an internal audit independent of the financial department is department, whether full-time internal auditors are assigned.
- Whether the internal audit department reports to the audit committee members at least quarterly is will report once.
- Whether the internal audit department has at least the following matters every quarter
Take a check:
| （ 1 | Deposit and use of raised funds | N/A |
|---|---|---|
| （ 2 | External guarantee | Yes |
| （ 3 | Related Party Transactions | Yes |
| （ 4 | Securities Investment | Yes |
| （ 5 | Venture Capital | Yes |
| （ 6 | Provide financial assistance to the outside world | Yes |
| （ 7 | Buying and selling assets | Yes |
| （ 8 | Outbound investment | Yes |
| （ 9 | The company's large amount of capital transactions | Yes |
| （ 10 | The company and directors, supervisors, senior management, | |
| Capital transactions of controlling shareholders, actual controllers and their related parties | Yes |
situation 5. Whether the audit committee meets at least once a quarter Review the work plan and report submitted by the internal audit department Report. 6. Whether the audit committee reports to the board of directors at least quarterly The progress, quality and importance of findings in an internal audit work Internal audit work such as major problems. 7. Whether the internal audit department submits to the audit committee on time The annual internal audit work report and the next annual internal audit are Work plan. 2. Internal control of information disclosure
- Whether the company has formulated an information disclosure management system and emphasis is Big information internal confidentiality system.
- Whether the company appoints or authorizes the secretary of the board of directors or certificate The securities representative is responsible for checking the investors on the interactive website is Ask questions and reply in a timely and complete manner.
- Whether the company requires specific information before direct communication with specific objects is The subject signs the letter of commitment. 1