002007SZSE

Management System for Company Shares Held by Directors and Senior Management and Changes Thereof

✨ AI Summary

This document outlines the management system for shares held by directors and senior management of Hualan Biological Engineering Inc. It details regulations on share ownership, trading restrictions, reporting obligations, and penalties for violations. The system aims to strengthen management, maintain market order, and ensure compliance with relevant laws and regulations.

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Hualan Biological Engineering Inc.

Management System for Company Shares Held by Directors and Senior Management and Changes Thereof

Chapter 1 General Provisions

Article 1 To strengthen the management of shares held by the directors, supervisors, and senior management of Hualan Biological Engineering Inc. (hereinafter referred to as the "Company") and changes thereof, maintain the order of the securities market, and in accordance with the "Company Law of the People's Republic of China" (hereinafter referred to as the "Company Law"), the "Securities Law of the People's Republic of China" (hereinafter referred to as the "Securities Law"), the "Administrative Measures for the Shareholdings of Directors, Supervisors, and Senior Management of Listed Companies" (hereinafter referred to as the "Administrative Measures"), the "Stock Listing Rules of the Shenzhen Stock Exchange," the "Shenzhen Stock Exchange Main Board Listed Company Regulatory Operating Guidelines No. 1," the "Shenzhen Stock Exchange Listed Company Regulatory Operating Guidelines No. 10 - Share Change Management," the "Shenzhen Stock Exchange Listed Company Regulatory Operating Guidelines No. 18 - Reduction of Shareholdings by Shareholders, Directors, and Senior Management," and other laws and regulations, as well as the "Articles of Association of Hualan Biological Engineering Inc." (hereinafter referred to as the "Articles of Association"), this system is hereby formulated.

Article 2 This system applies to the management and supervision of shares held by the Company's directors, senior management, and natural persons, legal persons, or other organizations specified in Article 9 of this system, and changes thereof.

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