According to the "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 7 - Transactions and Connected Transactions" requirements, China Uranium Industry Co., Ltd. (hereinafter referred to as "China Uranium Industry" or "the Company") has reviewed the "Certificate of Registration" and "Business Registration Certificate" and other documentary materials of CNNC Capital Management Co., Ltd. (hereinafter referred to as "CNNC Capital"). The Company has also reviewed CNNC Capital's financial reports and assessed CNNC Capital's business qualifications, operations, and risk status. The specific situation is reported as follows:
I. Basic Information of CNNC Capital
CNNC Capital was incorporated in Hong Kong, China, obtaining its "Certificate of Registration" and "Business Registration Certificate" from the Hong Kong Companies Registry on July 29, 2020. China National Nuclear Corporation (hereinafter referred to as "CNNC") directly holds 100% equity in CNNC Capital, making it the sole shareholder.
Enterprise Name: CNNC Capital Management Co., Ltd. Enterprise Type: Limited Company Registered Address: 31st Floor, Tower 2, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong, China Legal Representative: Hu Meng Registered Capital: RMB 21.15 million Business Scope: Capital management, financing services, international financial services, and other treasury management services.
II. Basic Situation of CNNC Capital's Internal Control
Under the guidance of CNNC, CNNC Capital has comprehensively built its internal control system based on its actual situation.
(I) Control Environment
- CNNC Capital has a sound governance structure.
CNNC Capital has established a standardized corporate governance system. The management is responsible to the shareholders, and the management team carries out daily operational management work, responsible for internal control. The Risk Management Department is specifically responsible for the company's internal control-related work, including the construction and continuous improvement of the internal control system, the implementation and supervision of internal control policies, and internal control evaluation. The Executive Directors' Special Committee is responsible for reviewing the company's relevant business.