On-site Inspection Matters
Inspection Opinions
(1) Corporate Governance
Inspection Methods: Review of the company's articles of association and various regulations; verification of documents related to the shareholders' meeting, board of directors, and corporate governance systems, as well as notices, records, and attendance lists for meetings.
- Are the articles of association and corporate governance systems complete and compliant? √
- Are the articles of association and rules of the shareholders' meeting and board of directors effectively executed? √
- Are the minutes of the shareholders' meeting and board of directors complete, with all necessary elements such as time, location, attendees, and meeting content properly recorded and preserved? √
- Are the resolutions of the shareholders' meeting and board of directors signed and confirmed by relevant attendees? √
- Do the company's directors and senior management fulfill their duties in accordance with relevant laws and regulations and the rules of the exchange? √
- If there are significant changes in directors or senior management, have the corresponding procedures and disclosure obligations been fulfilled? √
- If there are changes in the controlling shareholder or actual controller, have the corresponding procedures and disclosure obligations been fulfilled? √
- Are the company's personnel, assets, finances, institutions, and business independent? √
- Is there no competition between the company and its controlling shareholder or actual controller? √
(2) Internal Control
Inspection Methods: Review of relevant board meeting records; review of audit committee resolutions, internal audit department work plans and reports; review of bank statements and detailed accounts for special accounts for raised funds.