Guotou Securities Co., Ltd.
Regarding the Delay of Certain Fundraising Investment Projects of Oke Technology Co., Ltd.
Verification Opinion
Guotou Securities Co., Ltd. (hereinafter referred to as the "Sponsoring Institution" or "Guotou Securities") is the sponsoring institution for the initial public offering and listing of Oke Technology Co., Ltd. (hereinafter referred to as "Oke Technology" or "the Company"). In accordance with the requirements of the "Administrative Measures for Sponsoring Business of Securities Issuance and Listing," the "Self-Regulatory Guidelines for Listed Companies on the Shenzhen Stock Exchange No. 1 - Standardized Operations of Main Board Listed Companies," and other relevant laws, regulations, and normative documents, Guotou Securities has conducted a verification of the delay of certain fundraising investment projects of Oke Technology. The specific situation is as follows:
I. Basic Situation of Fundraising
(1) Actual Amount of Fundraising and Time of Fund Arrival
According to the China Securities Regulatory Commission's "Approval on the Initial Public Offering of Oke Technology Co., Ltd." (Zheng Jian Xu Ke [2022] No. 2872), the Company issued 16,680,000 shares of RMB ordinary shares (A shares) to the public through the lead underwriter Guotou Securities in a residual underwriting manner, with an issue price of RMB 65.58 per share, raising a total of RMB 1,093,874,400. After deducting underwriting fees of RMB 61,324,700, the net fundraising amount was RMB 1,032,549,700, which has been transferred to the Company's fundraising supervision account by the lead underwriter Guotou Securities on December 7, 2022. After deducting additional external expenses directly related to the issuance of equity securities, such as sponsorship fees, online issuance fees, prospectus printing fees, declaration accountant fees, lawyer fees, and evaluation fees amounting to RMB 21,486,800, the net amount of the Company's fundraising this time is RMB 1,011,062,900. The above fundraising arrival situation has been verified by Tianjian Certified Public Accountants (Special General Partnership), which issued the "Verification Report" (Tianjian Yan [2022] No. 2-41).
The Company implements special account storage for the fundraising, and after the fundraising arrives, it has been deposited into the special account opened by the Company for fundraising, ensuring that the funds are used specifically according to the fundraising usage plan. As of December 31, 2025, the Company, the sponsoring institution Guotou Securities, and the opening bank have signed the "Tripartite Supervision Agreement on Fundraising," and the status of the fundraising supervision account opened by the Company is as follows: