Issuer
Northeast Securities Co., Ltd.
Bond Issuance Amount
Not exceeding 1 billion RMB (inclusive)
Guarantee Situation
No guarantee
Lead Underwriter/Trustee Manager
Great Wall Securities Co., Ltd.
Credit Rating Agency
United Ratings Co., Ltd.
Main Credit Rating
AAA
Bond Credit Rating
A-1
Lead Underwriter and Bond Trustee Manager
(Address: 10-19th Floor, South Tower, Energy Building, 2026 Jintian Road, Futian District, Shenzhen)
Signing Date:
Year Month Day
Northeast Securities Co., Ltd. Public Issuance of Short-term Corporate Bonds Prospectus
Statement
The issuer will timely and fairly fulfill its information disclosure obligations. The issuer and all its directors, senior management personnel, or those performing equivalent duties guarantee that the information disclosed in the prospectus is true, accurate, and complete, with no false records, misleading statements, or significant omissions. The lead underwriter has verified the prospectus and its summary, confirming that there are no false records, misleading statements, or significant omissions, and assumes corresponding legal responsibilities for its authenticity, accuracy, and completeness. The issuer commits not to directly or indirectly subscribe to the bonds it issues during this bond issuance phase. The interest rate or price of the bonds will be determined through inquiry pricing, agreement pricing, etc. The issuer will not manipulate the issuance pricing, engage in opaque operations, or seek improper benefits through proxy holdings, trusts, etc., nor provide financial assistance or disguised rebates to investors participating in the subscription directly or through other related parties, nor engage in other behaviors that violate fair competition or disrupt market order. If any directors, senior management personnel, shareholders holding more than 5% of shares, or other related parties participate in the subscription of this bond, the issuer will disclose the relevant subscription situation in the announcement of the issuance results. The China Securities Regulatory Commission and the Shenzhen Stock Exchange's registration or review of the bond issuance do not represent any evaluation of the investment value of the bonds, nor do they indicate any judgment on the investment risks of the bonds. Investors wishing to subscribe to this bond should carefully read the entire prospectus and relevant information disclosure documents, independently analyze the truthfulness, accuracy, and completeness of the information disclosed, and independently judge the investment value, assuming any investment risks related to it. Subscription or holding of this bond by investors is deemed as agreement to the provisions regarding rights and obligations in the prospectus, including the bond trustee management agreement, bondholders' meeting rules, and other relevant provisions regarding the rights and obligations of the issuer, bondholders, and bond trustee manager. The issuer commits to fulfilling its obligations according to laws and regulations and the provisions of this prospectus, accepting investor supervision.
Major Matters Reminder
Investors should pay attention to the following major matters and carefully read the relevant chapters such as "Risk Factors" in this prospectus.
- The issuance and listing of this bond have been approved by the Shenzhen Stock Exchange. On November 29, 2024, the company received the China Securities Regulatory Commission's approval for the public issuance of short-term corporate bonds to professional investors (Approval No. [2024]1732), allowing the company to publicly issue short-term corporate bonds with a face value balance not exceeding 5 billion RMB (inclusive) to professional investors. This bond is the eighth issuance under this bond series, with a scale not exceeding 1 billion RMB (inclusive).