Stock Abbreviation: Northeast Securities
Stock Code: 000686
Address: No. 6666, Ecological Avenue, Changchun City
Northeast Securities Co., Ltd. plans to publicly issue short-term corporate bonds (Phase II) aimed at professional investors in 2026.
Issuer
Northeast Securities Co., Ltd.
Amount of Bond Issuance
Not exceeding 1 billion RMB (inclusive).
Guarantee Situation
Unsecured.
Lead Underwriter/Trustee Manager
Great Wall Securities Co., Ltd.
Credit Rating Agency
United Ratings Co., Ltd.
Credit Rating
Issuer: AAA Bond Rating: A-1
Signing Date: Year Month Day
Northeast Securities Co., Ltd.
Declaration
The issuer will fulfill its information disclosure obligations in a timely and fair manner. The issuer and all its directors, senior management personnel, or those performing equivalent duties guarantee that the information disclosed in the prospectus is true, accurate, and complete, with no false records, misleading statements, or significant omissions. The lead underwriter has verified the prospectus and its summary, confirming that there are no false records, misleading statements, or significant omissions, and assumes corresponding legal responsibilities for its truthfulness, accuracy, and completeness. The issuer commits not to directly or indirectly subscribe to the bonds it issues during this bond issuance phase. The interest rate or price of the bonds will be determined through inquiry, agreement pricing, etc. The issuer will not manipulate the issuance pricing or engage in opaque operations, nor will it seek improper benefits through proxy holdings, trusts, or other means, or provide financial assistance or disguised rebates to investors participating in the subscription directly or through other interested parties. If any directors, senior management personnel, shareholders holding more than 5%, or other related parties participate in the subscription of this bond, the issuer will disclose the relevant subscription situation in the announcement of the issuance results. The China Securities Regulatory Commission and the Shenzhen Stock Exchange's registration or review of the bond issuance do not represent any evaluation of the investment value of the bonds, nor do they indicate any judgment on the investment risks of the bonds. Investors wishing to subscribe to this bond should carefully read the full prospectus and related information disclosure documents, independently analyze the truthfulness, accuracy, and completeness of the information disclosed, and independently judge the investment value, assuming any investment risks related to it. Subscription or holding of this bond by investors is deemed as agreement to the provisions regarding rights and obligations in the prospectus, including the bond trustee management agreement, bondholders' meeting rules, and other relevant provisions regarding the rights and obligations of the issuer, bondholders, and bond trustee manager. The issuer commits to fulfilling its obligations according to laws and regulations and the provisions of this prospectus, accepting supervision from investors.
Major Matters Reminder
Investors should pay attention to the following major matters and carefully read the relevant chapters such as "Risk Factors" in this prospectus.
- The issuance and listing of this bond have been approved by the Shenzhen Stock Exchange. On November 29, 2024, the company received the China Securities Regulatory Commission's approval for the public issuance of short-term corporate bonds aimed at professional investors with a face value balance not exceeding (inclusive) 5 billion RMB. This bond is the eighth issuance under this bond series, with an issuance scale not exceeding 1 billion RMB (inclusive).