Xinjiang Alloy Investment Co., Ltd.
Announcement on Risk Warning, Fill-in Measures, and Commitments of Related Parties Regarding Dilution of Immediate Returns from Issuance of Shares to Specific Objects in 2026
The company and all members of its board of directors guarantee that the content of this information disclosure is true, accurate, and complete, and that there are no false records, misleading statements, or major omissions.
Xinjiang Alloy Investment Co., Ltd. (hereinafter referred to as the "Company" or "Alloy Investment") plans to issue shares to specific objects to raise capital (hereinafter referred to as the "Current Issuance" or "Current Issuance of Shares to Specific Objects"). In accordance with the "Opinions of the General Office of the State Council on Further Strengthening the Protection of the Legal Rights and Interests of Small and Medium Investors in the Capital Market" (Guo Ban Fa [2013] No. 110), the "Several Opinions of the State Council on Further Promoting the Healthy Development of the Capital Market" (Guo Fa [2014] No. 17), and the "Guiding Opinions of the China Securities Regulatory Commission on Matters Concerning the Dilution of Immediate Returns from Initial Public Offerings, Refinancing, and Major Asset Restructurings" (CSRC Announcement [2015] No. 31), listed companies that conduct refinancing that dilutes immediate returns should commit to and implement specific measures to fill in the returns.
To protect the right to information of small and medium investors and safeguard their interests, the Company has conducted a thorough analysis of the impact of the current issuance of shares to specific objects on the Company's main financial indicators and proposed specific measures to fill in the returns. Relevant parties have made commitments to ensure that the measures taken by the Company to fill in the returns can be effectively implemented. The relevant matters concerning the dilution of immediate returns from the Company's current issuance of shares to specific objects are hereby explained as follows:
I. Impact of the Current Issuance of Shares to Specific Objects on the Company's Main Financial Indicators
(I) Calculation Assumptions and Preconditions
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It is assumed that the macroeconomic environment, industry development trends, and the Company's operating conditions in 2026 will not undergo significant adverse changes.
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It is assumed that the current issuance of shares to specific objects will be completed by the end of December 2026. This forecast date is for the sole purpose of calculating the impact of the current issuance on the dilution of immediate returns. The final completion date will be subject to the approval of the Shenzhen Stock Exchange and the registration approval from the China Securities Regulatory Commission.
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It is assumed that the actual issuance quantity and the total amount of raised capital will be the upper limit of the issuance plan, i.e., the number of shares to be issued is 50.80 million shares. This quantity is for the sole purpose of calculating the impact of the current issuance on the dilution of immediate returns. The final issuance quantity will be determined by the Company's shareholders' meeting authorizing the board of directors or its authorized personnel, in accordance with the authorization of the shareholders' meeting, and in consultation with the sponsor (lead underwriter) based on the issuance plan approved by the China Securities Regulatory Commission.
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When forecasting the Company's total share capital, the total share capital as of the announcement date of the pre-plan, 385,106,373 shares, will be used as the basis. The changes in share capital in 2026 will only consider the impact of the current issuance of shares to specific objects, and will not consider changes in share capital that may arise from stock dividends, equity incentives, share buybacks, and other factors.