Important Statement
According to the regulations of the enterprise internal control standard system, establishing, improving, and effectively implementing internal controls, evaluating their effectiveness, and truthfully disclosing the internal control evaluation report is the responsibility of the company's board of directors. The audit committee supervises the establishment and implementation of internal controls by the board. The management is responsible for organizing and leading the daily operations of internal controls. The board of directors, audit committee, and senior management ensure that the content of this report does not contain any false records, misleading statements, or significant omissions, and bear individual and joint legal responsibility for the truthfulness, accuracy, and completeness of the report's content.
The objectives of the company's internal controls are:
- Strictly comply with national laws and regulations to ensure legal and compliant business operations;
- Strengthen effective control over operational processes to prevent business and ethical risks;
- Improve operational efficiency and effectiveness to ensure the smooth realization of the company's development strategy;
- Prevent and promptly detect and correct various errors and fraudulent activities to ensure the safety and integrity of the company's assets;
- Ensure the timeliness, truthfulness, accuracy, and completeness of accounting information, improving the quality of financial reporting.
Due to inherent limitations in internal controls, reasonable assurance can only be provided for achieving the above control objectives. Additionally, changes in the internal and external environment and business conditions may lead to inappropriate internal controls or reduced adherence to control policies and procedures, thus posing certain risks in inferring the future effectiveness of internal controls based on evaluation results.
Internal Control Evaluation Conclusion
Based on the identification of significant deficiencies in financial reporting internal controls, as of the internal control evaluation report benchmark date, the company has established a fundamentally sound corporate governance structure in accordance with the requirements of the Company Law, Securities Law, and other relevant laws and regulations. The actual situation of corporate governance does not significantly differ from the provisions and requirements of the "Code of Corporate Governance for Listed Companies."
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As of the internal control evaluation report benchmark date, are there any significant deficiencies or important deficiencies in financial reporting internal controls?
- □ Yes
- √ No
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Conclusion of financial reporting internal control evaluation
- √ Effective
- □ Ineffective
According to the criteria for identifying deficiencies in financial reporting internal controls, as of the internal control evaluation report benchmark date, the company does not have significant deficiencies or important deficiencies in financial reporting internal controls. The board believes that the company has maintained effective financial reporting internal controls in all material respects in accordance with the requirements of the enterprise internal control standard system and related regulations.
- Were any significant deficiencies or important deficiencies in non-financial reporting internal controls discovered?
- □ Yes
- √ No
According to the criteria for identifying deficiencies in non-financial reporting internal controls, as of the internal control evaluation report benchmark date, the company has not discovered any significant deficiencies or important deficiencies in non-financial reporting internal controls.
- Factors affecting the evaluation conclusion of internal control effectiveness from the internal control evaluation report benchmark date to the date of issuance of the internal control evaluation report
- □ Applicable
- √ Not applicable
No factors affecting the evaluation conclusion of internal control effectiveness occurred between the internal control evaluation report benchmark date and the date of issuance of the internal control evaluation report.
- Is the internal control audit opinion consistent with the company's evaluation conclusion on the effectiveness of financial reporting internal controls?
- √ Yes
- □ No