Guidelines for Investor Operations on Share Conversion and Absorption Merger of China Merchants Shekou Industrial Zone Holdings Co., Ltd.

Table of Contents

1. Business Notice....................................................................................................................... 3
   1. Classification of B Share Investors ............................................................................... 3
   2. Classification of Operational Guidelines for Investors .................................................. 3
   3. Comparison of Key Trading Differences Between B Shares and A Shares .................... 4
2. Investor Operational Guidelines ........................................................................................ 6
   1. Domestic Individual Investors ....................................................................................... 6
      1. Relevant Business Institutions ................................................................................ 7
      2. Establishing Association Between A and B Share Sub-accounts ............................ 8
      3. Determining Custody Units for A Shares of China Merchants Shekou Holdings .... 10
      4. Restricted Account Transfer Registration ................................................................ 11
      5. Transaction Fees ...................................................................................................... 14
      6. Inquiry Services ....................................................................................................... 15
      7. Account Information Changes .................................................................................. 16
      8. Shareholders' Meetings ............................................................................................ 17
      9. Rights Issues ............................................................................................................. 18
      10. Cancellation of Restricted Account Transfer Registration ...................................... 19
      11. Account Pledge, Freeze, and Non-transaction Transfer Processing ..................... 20
   2. Domestic Trading for Overseas Investors .................................................................... 21
      1. Relevant Business Institutions ................................................................................ 22
      2. Determining Custody Units for A Shares of China Merchants Shekou Holdings .... 23
      3. Restricted Account Transfer Registration ................................................................ 24
      4. Transaction Fees ...................................................................................................... 27
      5. Inquiry Services ....................................................................................................... 28
      6. Account Information Changes .................................................................................. 29
      7. Shareholders' Meetings ............................................................................................ 30
      8. Rights Issues ............................................................................................................. 31
      9. Cancellation of Restricted Account Transfer Registration ...................................... 32
      10. Account Pledge, Freeze, and Non-transaction Transfer Processing ..................... 33
   3. Non-Domestic Trading for Overseas Investors ............................................................... 34
      1. Relevant Business Institutions ................................................................................ 35
      2. Determining Custody Units for A Shares of China Merchants Shekou Holdings .... 36
      3. Restricted Account Transfer Registration ................................................................ 37
      4. Transaction Fees ...................................................................................................... 40
      5. Inquiry Services ....................................................................................................... 41
      6. Account Information Changes .................................................................................. 42
      7. Shareholders' Meetings ............................................................................................ 43
      8. Rights Issues .........................................................................................