First Capital Securities Co., Ltd.

First Capital Securities Co., Ltd. is a full-service securities firm headquartered in Shenzhen, China, and listed on the Shenzhen Stock Exchange since 2016. The company operates 32 securities branches and 28 branch companies across the country, along with wholly owning four subsidiaries and holding a controlling interest in one. First Capital Securities provides a wide range of financial products and services to both individual and institutional clients, including proprietary investment and trading of financial products. The company specializes in fixed income business, where it has established a significant market presence and competitive advantages. Its operations encompass securities brokerage, investment advisory, underwriting, proprietary trading, asset management, and margin financing, among others. First Capital's asset management division is rapidly growing, focusing on mutual funds and private equity, while its investment banking services leverage extensive experience in mergers and acquisitions and asset securitization. The firm is also transforming its securities brokerage business towards wealth management, utilizing innovative products and financial technologies to enhance client offerings.

1. We specialize in Fixed Income Business with significant market influences on major markets as well as substantial market shares in Fixed Income products. We are a pioneer in Fix Income practice and have successfully maintained our market-leading position in past decades. We hold a complete set of business licenses and are able to provide our clients with a comprehensive range of services and products. 2. Our fast-growing asset management business is driven by mutual fund management and private equity fund management. We and our controlling subsidiary, Truvalue Asset Management, have built up an investment and research team with strong professional abilities, rich business experience, and have turned investment and research edges into product and brand advantages. Meanwhile, First Capital Investment Management, one of our wholly-owned subsidiaries, continues to implement the strategy of “industry perspective, platform strategy, and mechanism advantages” and to serve the real economy by means of devoting to the integration of industry and finance. First Capital Investment Management has successfully launched and managed multiple industrial investment funds with state-owned investment companies and leading enterprises in core industrial sectors. 3. Our Investment Banking Business accumulates extensive experiences on M&A and asset securitization, and acquires strong market competitiveness and influence on the abovementioned areas. 4. Our Securities Brokerage Business has built up a comprehensive structure, and we are speeding up the thorough transformation to wealth management through various products, business innovations and financial technologies.