Changjiang Securities Company Limited

Changjiang Securities Company Limited, founded in 1991, is a national, full-license securities firm approved by the China Securities Regulatory Commission. The company was listed on the main board of the Shenzhen Stock Exchange in 2007 under the stock code 000783. As one of the first securities companies established in China's capital market, Changjiang Securities has developed into a comprehensive financial service provider, offering a wide range of services with a focus on customer-centricity and compliance with regulations. The company's main business lines include wealth management, investment banking, asset management, and research services for individuals, institutional investors, and enterprises. Changjiang Securities emphasizes the integration of industry and finance, aiming to build an industrial investment bank model. The firm is recognized for its strong research capabilities, consistently ranking among the top in the industry, and has made significant advancements in its investment banking services. Additionally, the company is committed to leveraging financial technology to enhance its operations and digital transformation while maintaining a robust compliance and risk management framework to support its business development.

1. Scientific and sound corporate governance, clear strategic orientation The company's legal person governance is sound and perfect. On the basis of adhering to the pre-research of the party committee, the general meeting of shareholders, the board of directors, the board of supervisors and the management team have clear rights and responsibilities and consistent goals. The implemented governance structure guarantees the company's scientific decision-making and stable operation, and creates a good internal environment for the company's strategy implementation, operation management and business expansion; To enrich the external resources and market vitality. During the reporting period, the company hired a professional consulting agency to conduct strategic diagnosis, based on the company's endowment and shareholder resources, formulate a strategic plan that is more in line with the industry's development trend and the company's actual situation, and take "serving the development of the real economy and serving the growth of customers' wealth" as the starting point to grasp the industry. "Capitalization, institutionalization, and platformization" are new development trends and new opportunities. On the basis of consolidating and upgrading traditional businesses, we will build an industrial investment bank with the "industry + finance" model, and ensure the implementation of the strategy with platform-based development. 2. The level of research business remains at the forefront, and the ability of investment banking services has improved significantly The company attaches great importance to the research business and unswervingly improves its investment research capabilities. Relying on complete business qualifications, industry-leading service capabilities and comprehensive empowerment of financial technology, the research business ranks among the top three in the industry, maintaining outstanding industry research advantages and strong market influence. The market share of public offering commission income has remained among the top three in the industry for the past five years, and the market share will continue to remain at a high level in 2022. Non-public offering business income has increased significantly against the trend, and the new wealth selection has reached the top for the first time. Business layout, strengthening the application of business resources. The implementation of industrial investment banks has been fruitful, and the "integration of industry and finance" has made positive progress. 3. Financial technology continues to empower and assist the company's digital transformation The company attaches great importance to the application of financial technology, and continuously strengthens the leading advantages of financial technology in operation and maintenance management, independent research and development, data mining, etc., to help the company's digital transformation and promote comprehensive and high-quality development. During the reporting period, the company promoted platformization, agility, and productization while continuously building IT core capabilities, carried out technology deployment oriented by business value, and continued to increase investment in financial technology research and application practice to provide competitive The digital products and platforms of the Company will strive to "keep the bottom line, strengthen the mid-line, and expand the upper limit", and strive to build the company's financial technology brand. 4. Implement substantive compliance and risk control, and deeply support business development The company adheres to the compliance management concept of "substantial over form", emphasizes the use of substantive compliance to facilitate the implementation of strategies, builds a comprehensive risk management system that is compatible with business development, and forms a standardized and systematic compliance risk control management process, which is effective Covering all departments, subsidiaries, branches and business lines of the company, it runs through all aspects of decision-making, execution, supervision, and feedback to achieve a dynamic balance between the company's business development and risk management. All major risk control indicators continue to comply with regulatory indicators, and have strong risk resistance capabilities. During the reporting period, the company adhered to the high-quality development of compliance management, promoted the empowerment and efficiency of compliance value, consolidated the responsibility of the main body, focused on precise services, kept a close eye on key areas, and promoted the implementation of strategies. Adhere to standardized management without slack, and realize the triple A of classification and evaluation; establish a "three-step" rapid support model of research, evaluation, tracking and coordination, and provide tailor-made solutions for multi-business collaboration; consolidate the comprehensive risk management system, improve the efficiency of digital intelligence, and build The comprehensive risk management platform "Qianxun" strengthens the quality control of credit assets, establishes and improves the derivatives risk management system; continuously optimizes the vertical management mechanism, promotes the integrated development of the parent company and subsidiaries, and ensures the company's stable and long-term development. 5. Deepen service to the real economy and strive to fulfill social responsibilities The company adheres to the orientation of serving the national strategy, serving the real economy, and serving the development of the local economy, and continues to make efforts in expanding financing channels, reducing financing costs, and equity investment, and is committed to providing all-round and comprehensive financial services for entity enterprises. Increase the proportion of direct financing, optimize the allocation of social resources, and give full play to the pivotal role of the capital market in promoting the high-level circulation of the real economy. The company firmly acts as a practitioner, advocate, and communicator of social responsibility. While creating wealth in compliance with laws and regulations, it also gives back to the society with gratitude and demonstrates the mission and responsibility of a "responsible securities company".Relying on the first domestic securities company charity foundation "Hubei Changjiang Securities Public Welfare Charity Foundation" to continue to carry out public welfare and charity; actively respond to the decision-making deployment of the Party Central Committee and the State Council on comprehensively promoting rural revitalization to promote the overall transformation and upgrading of the county economy With the goal of making the enterprise bigger and stronger and the masses creating production and increasing income, the three major measures of "cultural guidance, financial empowerment, and industry drive" have been implemented; the company has established a "hematopoietic" long-term poverty alleviation mechanism, giving full play to its professional advantages to carry out financial poverty alleviation projects, The amount of assistance and financing exceeds 11.5 billion yuan, ranking in the forefront of the industry.